ABOUT this webinar
Topic: How to take key cloud applications off the open internet
Description: Join us as we learn about how cleverDome is making your data more secure and giving you the needed level of data security to pass your FINRA audit the first time. We will share best practices on data security and using the cleverDome technology.

In July of 2022, our Building Your Tech Stack webinar series will focus on partners in the Cybersecurity and Form-filling categories. A description of each partner category along with the partner(s) we focus on in our webinars this month is below.

Cybersecurity

Cybersecurity challenges abound across all industries in our digital world. Helping firms meet current challenges while also anticipating and addressing ever-evolving threats in the financial services space are the driving motivators of partners we feature in this category.

In a July 5 Building Your Tech Stack webinar with cleverDome, we’ll be considering the below:

How to take key cloud applications off the open internet

Join us as we learn about how cleverDome is making your data more secure and giving you the needed level of data security to pass your FINRA audit the first time. We will share best practices on data security and using the cleverDome technology.

Register now for this webinar on July 5 at 10:00 am Pacific.

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Form-filling

Completing new account paperwork and eliminating NIGO items is likely an ongoing challenge for someone in your office. The ability to push good data from RedtailCRM into your form-filling software can greatly reduce some of the frustrations involved.

Form-filling software integrations typically allow a significant number of data fields to be pushed from any contact in Redtail and mapped to any built-out forms in your form-filling software.

In a July 26 Building Your Tech Stack webinar with Quik!, our topic is:

Launch Quik! From Redtail And More!

Now you can launch Quik! directly from inside Redtail and take advantage of the largest forms library (37,000+) serving financial professionals. Quik! brings in over 133 fields of data from Redtail to pre-fill these forms. And every signable form is ready to go directly out for e-signature – no template necessary. Find out what new features can help you work faster and get a preview of the new features Quik! is releasing to streamline client onboarding.

Register now for this webinar on July 26 at 10:00 am Pacific.

ABOUT this webinar
Topic: Best Practices for Managing Cybersecurity Risk with RIA in a Box

Description: Cybersecurity should be a top priority for all investment firms as, for most, there is no greater risk to the business than the potential theft or exploitation of client sensitive information. This webinar will review cybersecurity fundamentals and best practices to maintain.

Register now for this webinar on May 18 at 11:00 am Pacific.

Compliance software leader unites financial services powerhouses to support advisors during COVID-19 through The Path to Independence Promotion

CLEVELAND, June 2, 2020/(original press release here) — RIA in a Box, a leading provider of compliance, cybersecurity, and registration software and services solutions for the wealth management industry, today announced it has joined forces with industry leaders Morningstar, Redtail Technology (Redtail), and Riskalyze to help new registered investment advisors (RIAs) work remotely and more efficiently in the wake of COVID-19. The Path to Independence Promotion will allow advisors that partner with RIA in a Box to register a new RIA firm to use industry-leading cloud-based technology from the supporting firms, free of charge, based on their unique business needs through December 2020.

As the RIA industry adapts to the new remote work environment, RIA in a Box recognizes the important role technology plays in helping RIAs service their clients efficiently and effectively, especially during a firm’s genesis. Upon registering with RIA in a Box, new advisors will secure complimentary access to the  proprietary MyRIACompliance cybersecurity platform. The cybersecurity platform empowers RIAs to efficiently construct, implement, and document a robust cybersecurity compliance program with a single solution.  In addition, registrants will also have the opportunity to secure contracts with Morningstar, Redtail, or Riskalyze for complimentary access through the end of 2020 to:

• Morningstar Office Cloud:
  Morningstar Office Cloud is an award-winning portfolio management software that combines industry-leading performance reporting, billing, and rebalancing with Morningstar’s robust investment research and security databases. Advisors can connect with clients via an interactive portal, automate tasks, assess risk, aggregate custodial accounts, and track client holdings, dividends, and returns, and more. These tools, among others, provide advisors with a seamless experience, enabling them to work efficiently wherever they are.
• Redtail CRM:
  Redtail’s Client Relationship Management (CRM) offers advisors the tools they need to strengthen client relationships, improve team collaboration, and work more efficiently. Redtail aids advisors in increasing revenue and profitability, decreasing client attrition, and supporting business-building activities. Some of the features include Workflow, Integrations, Reporting, Calendar, Notes, Seminars, Opportunities, Retriever Cloud, and Redtail’s mobile app.
• Riskalyze Elite:
  Through this platform, advisors have access to powerful client engagement tools that set useful expectations and help to empower fearless investing. Some of the tools that advisors will have access to include Next-Gen Risk Assessment, Portfolio Risk, Retirement Maps, Stress Tests, Scenarios, The Risk/Reward Heatmap, Meetings, Check-Ins, and the Lead Generation Questionnaire. In addition to these tools, advisors will be able to access analysis tools such as Detailed Portfolio Stats and Individual Security Analysis.

“We are seeing record levels of advisors exploring how to start an RIA firm. This initiative will help ensure COVID-19 does not stand in the way of any advisor seeking full independence to better serve their clients,” said RIA in a Box president GJ King. “With this announcement, RIA in a Box’s mission is to give new RIAs the ability to leverage technology solutions so they can provide their clients with the best possible experience, virtually. We are thrilled to join forces with fellow industry leaders Morningstar, Redtail, and Riskalyze to support advisors with 24/7 remote access, no matter their location.”

To coincide with the kick-off of The Path to Independence Promotion, King will host a webinar on how to start an RIA on June 5 at 1:30 pm ET. Joined by Morningstar’s head of independent advisor software James Carney, Redtail’s CEO Brian McLaughlin and Riskalyze’s CEO Aaron Klein, the executives will offer tips and considerations for advisors who are looking to start their own firm, including how to leverage different technology platforms to accomplish their goals. For more information on the webinar or the promotion, please click here.

About RIA in a Box LLC

RIA in a Box is a leading provider of compliance software to the wealth management industry. Launched in 2005, RIA in a Box is led by Will Bressman and GJ King who transformed the business into the market leading SaaS-based compliance solution focused on the RIA industry. Nearly 2,000 registered investment advisors (RIAs) of varying size use the platform to increase compliance workflow efficiency and to automate regulatory requirements. For more information about RIA in a Box, please visit: www.riainabox.com.